u.s. securities and exchange commission (sec)

What are Some Key SEC Regulations?

Some key regulations overseen by the SEC include:
Securities Act of 1933: Requires companies to file registration statements and disclose material information before offering securities to the public.
Securities Exchange Act of 1934: Establishes the SEC and empowers it to regulate securities markets and participants.
Sarbanes-Oxley Act of 2002: Imposes stricter regulatory requirements on publicly traded companies, including enhanced financial disclosures and audit standards.
Dodd-Frank Wall Street Reform and Consumer Protection Act: Aims to reduce risks in the financial system by increasing transparency and accountability.

Frequently asked queries:

Relevant Topics