securities and exchange commission (sec)

What are Some Notable SEC Regulations?

Several landmark regulations have been introduced by the SEC, including:
- Sarbanes-Oxley Act (SOX): Implemented in response to corporate scandals, this act imposes stringent auditing and financial regulations.
- Dodd-Frank Act: Enacted after the 2008 financial crisis, this act aims to reduce risks in the financial system.
- Regulation Fair Disclosure (Reg FD): Ensures that all investors have equal access to material information from companies.

Frequently asked queries:

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What are Some Notable SEC Regulations?
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